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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
AUSTRALIA Sydney, Melbourne
EUROPE UK, Luxembourg, France, Ireland, more...
USA New York City, Jersey City, Boston, San Francisco, more...
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181-210 of 510 Jobs Company Location Date
ISDA Documentation Manager - Commodities
Deutsche Bank
Salary: Competitive
Singapore 04 Sep
Our Commodities team is a market leader when it comes to providing innovative risk management solutions to a wide variety of...
Business Risk Manager (Private Banking)
Kerry Consulting Pte Ltd
Salary: Attractive Remuneration
Singapore 04 Sep
Key role supporting senior management where you will provide business risk management support for the investment services and...
Compliance Officer - AML Risk Management
Kerry Consulting Pte Ltd
Salary: Attractive
Singapore 04 Sep
Private Banking- AML Compliance
AVP, Compliance
Kerry Consulting Pte Ltd
Salary: Competitive
Singapore 04 Sep
Our client is a premier boutique financial institution looking for a compliance officer based in Singapore.
Junior Compliance Officer
Not Disclosed
Salary: 80,000 - 150,000
USA-NY-New York City 03 Sep
Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program....
Deputy Compliance Officer
Not Disclosed
Salary: 200,000 - 400,000
USA-NY-New York City 03 Sep
Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w...
Vice President (VP) Compliance
Not Disclosed
Salary: $110,000 - $150,000
USA-NY-New York City 03 Sep
Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e...
Enterprise Account Document Manager
Michael Page
Salary: 200,000 - 500,000
USA-NY-New York City 03 Sep
Senior IT, Legal or Compliance professional with significant experience in document/records management related legal and regu...
Senior Compliance Officer
Michael Page
Salary: 150,000 - 250,000
USA-NY-New York City 03 Sep
The successful candidate will have experience in drafting and monitoring: existing compliance procedures for fund of funds a...
Chief Compliance Officer
Not Disclosed
Salary: 250,000 - 600,000
USA-NY-New York City 03 Sep
Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A...
Equities Trade Compliance Officer
Michael Page
Salary: 100,000 - 150,000
USA-NY-New York City 03 Sep
Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca...
COMPLIANCE REVIEW MANAGER - INVESTMENT BANKING
McGregor Boyall
Salary: £EXCELLENT
UK-London 03 Sep
A global investment bank, with an impressive track record in continuing commercial success, currently seeks a Compliance Revi...
Trading Auditor/Compliance (Investment Management)
Northwest Integrators LLC
Salary: Highly competitive (base...
USA-CT-Stamford 03 Sep
Trading Auditor needed to work closely with legal & Compliance to ensure traders are adhereing to predetermined trading and i...
Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)
Northwest Integrators LLC
Salary: Highly competitive (Base...
USA-CT-Stamford 03 Sep
We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor legal documentation...
Fixed Income Compliance Officer
Barclays Global Investors...
Salary: Market Rate
USA-CA-San Francisco 03 Sep
The Fixed Income Compliance Officer will be required to partner with the U.S. Fixed Income business to work proactively to ma...
Credit Structuring
Erste Group Bank
Salary: Attractive Package
UK-London 03 Sep
We are currently looking to recruit a Legal Structurer to join the Credit Structuring team in London. The team is developing...
Compliance Manager
Commerzbank
Salary: not disclosed
USA-NY-New York City 03 Sep
See job description below
Head of AML
Marshall Warburton
Salary: £70 - 100,000
UK-London 03 Sep
Our client is seeking an experienced Anti-Money Laundering Compliance individual with excellent technical knowledge and stron...
Senior Compliance Officer
Marshall Warburton
Salary: Very competitive - Up to...
UK-London 03 Sep
We are currently working on behalf of a leading European banking group, who is further expanding the business and widening th...
Investment Adviser/Mutual Fund Compliance Administrator
Hyperion Brookfield Asset...
Salary: Commensurate with experie...
USA-NY-New York City 03 Sep
Hyperion Brookfield Asset Management, Inc, a top-tier asset management firm is seeking a compliance administrator to assist t...
Manager of Compliance Control Room
Not Disclosed
Salary: $130,000 - $230,000
USA-NY-New York City 03 Sep
The Control Room Manager will work closely with the firm's Chief Compliance Officer and other compliance professionals to mai...
Legal Secretary
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 03 Sep
Do you want to join a fast growing law firm ? Our client is looking for an experienced individual (2 years +) to provide sec...
Funds Compliance Officer
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 03 Sep
Do you have at least 1 year experience within the funds industry and are you interested in moving into a compliance role ? L...
Manager, Business Compliance – Private Banking
Hays Banking
Salary: Negotiable
Singapore 03 Sep
We are currently seeking a motivated and professional Manager for our Business Compliance – Private Banking.
Compliance Analyst
Hays Banking
Salary: negotiable
Singapore 03 Sep
Compliance RoleCompetitive RemunerationWe are looking for a motivated and driven Compliance Analyst for our client.
Regulatory Capital Director - Top UK Bank, London
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 03 Sep
An exceptional opportunity has arisen to join a tier 1 bank as a Director of Regulatory Capital, working as part of a dynamic...
Head of Capital Strategy, Top UK Bank, London
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 03 Sep
Our client is one of the top Commercial banks in the UK and currently have an exciting opportunity to join their dynamic and...
Director of Capital Modelling, Top UK Bank
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 03 Sep
Excellent opportunity to work within a Tier 1 Global Retail & Commercial Bank, based in London, within the Capital Strategy t...
Deputy Head of Legal
ALS International
Salary: Attractive
China-Hong Kong 03 Sep
Our client is a leading name in Commercial Banking in the region. This senior management position will oversee a larger lega...
Head of Compliance
Not Disclosed
Salary: USD$150,000/ year + bonus...
China-Hong Kong 03 Sep
A Leading Asset Management Company is searching for a Head of Compliance, the position is based in Hong Kong. There are 3 mem...
Jobs: Compliance / Legal (181-210 of 510 Jobs)